David Stephens is one of five corporate partners with principal responsibility for the ongoing representation of more than 400 investment companies or their independent board members, as well as unregistered pooled investment vehicles, investment advisers and fund administrators.

Mr. Stephens has particular expertise in matters arising under the Investment Company Act. His experience covers virtually all types of investment companies, including registered and unregistered, open-end and closed-end, ETFs, and master-feeder funds, as well as funding vehicles for insurance products.

Memberships

The Association of the Bar of the City of New York, Investment Management Regulation Committee

Admitted to Practice

New York, 1985

Education

J.D., University of Pittsburgh School of Law, 1984; Executive Editor, University of Pittsburgh Law Review, 1983-1984

B.S.F.S., Georgetown University, 1980