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Sarah joined Ewing in May 2007. At Ewing, Sarah is responsible for ensuring the firm’s compliance with the FINRA, SEC, and other member exchange rules. She also oversees the day-to-day operations of the retail client division. Prior to joining Ewing, Sarah was an Assistant Vice President with Merrill Lynch’s retail banking division. At Merrill, Sarah was responsible for designing the service and operation processes of the strategic initiatives within the Beyond Banking platform. Sarah has a graduate of The American University in Washington, D.C. (BA Public Media and Finance). She also holds her Series 7, 66, & 24 licenses with the FINRA. | 