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Mr. Errico joined NASD on January 2, 2003 as Executive Vice President, Member Regulation. Mr. Errico has more than 30 years of experience in the securities industry. Most recently he was Senior Vice President for Capital Markets Oversight at Charles Schwab & Co., Inc. as well as General Counsel for Schwab Capital Markets LP, where he was based in New Jersey. Prior to that he was co-head of Legal Affairs-North America for Swiss Bank and General Counsel for S.G. Warburg (USA). He was also Associate General Counsel at Dillon Read & Co. Inc. Mr. Errico began his career at LF Rothschild where he received successive promotions to the position of Chief Compliance Officer and Associate General Counsel. He has been involved in industry groups such as SIA Public Trust and Confidence Committee, SIA Amicus Committee, SIA Self-Regulatory and Supervisory Committee and the SIA Compliance and Legal Division for which he served as its president in 1997-1998. He was also recently on the CBOE's Business Conduct Committee. | 