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Prior to becoming the president, Mr. Abbrecht served as the Financial/Operations Principal and Chief Compliance Officer for Capital One Southcoast, Inc. He has been a securities industry professional for over thirty years, primarily in the administrative and operations areas. He began his industry career as a commercial paper trader with the firm of Lehman Brothers Inc. in New York City and spent the majority of the past thirty years with the firms Howard, Weil, Labouisse, Friedrichs Inc. and Legg Mason Wood Walker, Inc. Prior to joining Southcoast, he was a special investigator with the NASD (FINRA). | 