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Profile of Mary Jo Moon Hayes
 

Mary Jo Moon Hayes

 
Compliance Officer - Chicago Investment Group LLC
 
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Company Name : Chicago Investment Group LLC
 
Company Website : www.chicagoinvestmentgroup.com
 
Company Address : 190 S LaSalle St.
8th Fl., Chicago, IL,
United States,
 
Mary Jo Moon Hayes Profile :
Compliance Officer - Chicago Investment Group LLC
 
Mary Jo Moon Hayes Biography :

Ms. Hayes joined CIG in February 2005 as a Compliance Consultant and accepted the position of Chief Compliance Officer in December of 2006. She brought with her 18 years of retail brokerage experience which included all aspects of branch operations. She formerly held positions of Branch Operations Manager and Branch Administrative Manager at EF Hutton, Lehman Brothers and Paine Webber, Inc. In 1994 she accepted the position of Regional Values Officer for Prudential Securities, Inc., Midwest Region where her responsibilities included proactive compliance, audit preparation and audit follow-up reporting to the Regional Director. In May of 1999 she stepped away from the business to stay home with her two young children. She is a former arbitrator for the NYSE and is currently a member of NSCP. Licenses Series 7, 24 and 63.

 
Mary Jo Moon Hayes Colleagues :
Name Title Email

Richard Lynch

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Robert Acri

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Joseph Baffoe

MD, Investment Banking Please login

William Zawaski

COO Please login

Stephen Doherty

CTO Please login


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