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Karen L. Haggerty is a Senior Associate in the Investment Advisor Division for MGL Consulting Corporation. Ms. Haggerty began her career with the company in 2001. Her responsibilities include consulting with clients on the registration of Investment Advisor firms with the SEC and various state agencies. In this capacity, she prepares compliance documents to meet all federal and state requirements, reviews registration issues, oversees any necessary amendments, troubleshoots, and coordinates withdrawals for clients. Additionally, she advises Investment Advisor clients regarding operational and recordkeeping issues, assists on ADV disclosures, performs IARD administration services and helps develop Supervisory Procedures. Prior to joining MGL, Ms. Haggerty spent eight years in the financial industry as a personal banker with Bank One and Woodforest National Bank. She managed new accounts, certificates of deposit, Individual Retirement Accounts and International accounts for the bank. Before involvement in the banking industry, Ms. Haggerty worked as an Assistant Manager at May Company Department Stores supervising product sales and a small staff of associates.Ms. Haggerty has participated in several industry conferences on IA Best Practices and related compliance issues. She is currently pursuing an Associates Degree in Business. | 