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Mr. Loewer has over 30 years experience in the financial services industries, including managing compliance/control processes, regulatory relations, securities and related markets, financial instruments, payment systems, business integration and divestitures and operations. Mr. Loewer also has extensive experience developing, implementing and directing internal control and compliance programs in Accounting and Operations, including Payment Systems, Capital Markets (Securities and Derivatives), Trust and Custody. Mr. Loewer founded McKim Capital Inc, a registered broker/dealer and Stellar Advisors Inc, a registered Investment Advisor firm, and is Director of Compliance for both firms, as well as providing regulator compliance oversight for Stellar McKim, the parent company.
Prior to his current role, Mr. Loewer provided securities compliance, audit management and operational expertise to Round1, a software development company, Bank of America, Preferred Capital Markets, Union Bank of California, GATX Leasing, Dean Witter Reynolds, RM Securities, Sutro, Inc., Asiel && Co., and Siegel && Co.
Mr. Loewer is a licensed principal with the NASD. He graduated from Syracuse University with honors and received a Masters Degree from San Francisco State University. | 